FNSINC401 Apply Principles of Professional Practice to Work in the Financial Services Industry

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General Contents

This user guide covers the requirements for the unit FNSINC401.

You will learn to implement professional principles into your practices and be shown how to prepare detailed procedures and policy documentation. The book explores ways to be an effective team member and provides tips on managing your documentations.

It also covers the TPB requirements in relation to registration as a BAS agent, including the code of professional conduct and the civil penalty provisions.